Garry Collins, financial advisor Louisville KY
88 score

Garry Collins

CRD Number: 5413944
Current Firm: Brookstone Capital Management LLC

Garry Collins (CRD# 5413944) is an Investment Advisor Representative working at Brookstone Capital Management LLC in Louisville, KY and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Estate Planning Services Of Kentucky Clarksville, IN Nov 2002 - Current 14
Reap Financial Austin, TX Oct 2009 - Mar 2013 3
Brookstone Capital Management LLC Wheaton, IL Aug 2007 - Oct 2009 2
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Investigation
Get Details on the FINRA Advisor Check site
Contact Info for Garry E. Collins
Phone Number: 630-653-1400
Registered State(s):
  • IN
  • KY
By the Numbers
  • Total Assets Under Management
    1,436
    MILLIONS
  • Total Number of Accounts
    29,700
    ACCOUNTS
  • Average Account Value
    $48,361
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
88

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