James Buchheit, financial advisor Louisville KY

James Buchheit

CRD Number: 4724168
Current Firm: Spc

James Buchheit (CRD# 4724168) is an Investment Advisor Representative working at Spc in Louisville, KY and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Spc Ann Arbor, MI Mar 2020 - Current 4
Sachs Investment Group Louisville, KY May 2009 - Mar 2020 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James E. Buchheit
Phone Number: 734-663-1611
Registered State(s):
  • CA
  • CO
  • FL
  • GA
  • IL
  • IN
  • IA
  • KY
  • LA
  • ME
  • MN
  • MO
  • NJ
  • TX
  • VA
  • WA
By the Numbers
  • Total Assets Under Management
    5,563
    MILLIONS
  • Total Number of Accounts
    30,541
    ACCOUNTS
  • Average Account Value
    $182,147
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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