James Nicholson (CRD# 5313260) is an Investment Advisor Representative working at Magnate Advisory Services, LLC in Louisville, KY and has over 16 years of experience in the finance industry. James Nicholson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6729610
Lpl Financial LLC
CRD# 4035401
Ameriprise Financial Services, LLC
CRD# 6656510
Brookstone Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Silver Oak Securities Inc. | Jackson, TN | Mar 2016 - Current | 8 |
| Capital Wealth Management LLC | Louisville, KY | Feb 2016 - Current | 8 |
| Magnate Wealth Management LLC | Louisville, KY | Feb 2016 - Current | 8 |
| Nicholson Financial, LLC | Louisville, KY | Nov 2008 - Current | 15 |
| Lpl Financial LLC | Louisville, KY | Mar 2007 - Dec 2015 | 8 |
| Sterling G. Thompson Company | Louisville, KY | Sep 2010 - Feb 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2007 |
- IN
- KY
- TN
- TX
-
Total Assets Under Management210MILLIONS
-
Total Number of Accounts2,075ACCOUNTS
-
Average Account Value$101,173
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
- Other
FL, IN, KY, OH, TN, TX
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