John DalyCRD Number: 6285842
Current Firm: Ubs Financial Services Inc.
John Daly (CRD# 6285842) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Louisville, KY and has over 2 years of experience in the finance industry.
Winebrenner Capital Management LLC
Alexander Investment Services Company
|Ubs Financial Services||Louisville, KY||Jan 2014 - Current||3|
|Sacred Heart Academy||Louisville, KY||Jan 2011 - Dec 2013||2|
|University Of Louisville School Of Medicine||Louisville, KY||Aug 2009 - Dec 2010||1|
|Sr. Maura Brannick Health Center||South Bend, IN||May 2008 - Aug 2009||1|
|University Of Notre Dame||Notre Dame, IN||May 2005 - May 2008||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2014|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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