Marci Coots, financial advisor Louisville KY
93 score

Marci Coots

CRD Number: 5584723
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Marci Coots (CRD# 5584723) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Louisville, KY and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Louisville, KY Jul 2011 - Current 5
Wells Fargo Advisors Louisville, KY Aug 2009 - Jul 2011 1
Wells Fargo Advisors, LLC Louisville, KY Jul 2009 - Jul 2011 2
Ubs Financial Services Louisville, KY Aug 2008 - Aug 2009 1
Ubs Financial Services Louisville, KY Aug 2008 - Jul 2009 < 1
Precision Staffing Louisville, KY Apr 2008 - Aug 2008 < 1
Precision Staffing Fbo Ubs Louisville, KY Apr 2008 - Aug 2008 < 1
None Louisville, KY Oct 2007 - Apr 2008 < 1
Unemployed Louisville, KY Oct 2007 - Apr 2008 < 1
Registrat, Inc. Lexington, KY Dec 2001 - Oct 2007 5
Registrat, Inc. Lexington, KY Dec 2001 - Oct 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2009
Contact Info for Marci Coots
Phone Number: 800-637-7455
Registered State(s):
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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