Mary JenningsCRD Number: 1850902
Current Firm: First Kentucky Securities Corp
Mary Jennings (CRD# 1850902) is an Investment Advisor Representative working at First Kentucky Securities Corp in Louisville, KY and has over 28 years of experience in the finance industry.
Winebrenner Capital Management LLC
Alexander Investment Services Company
|First Kentucky Securities Corp.||Lexington, KY||Oct 2015 - Current||1|
|U.s. Bancorp Investments, Inc.||Louisville, KY||Jul 2010 - Oct 2015||5|
|Pnc Investments||Louisville, KY||Jan 2004 - Jul 2010||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1988|
|S65||NASAA Investment Advisors Law Examination||Sep 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management205MILLIONS
Total Number of Accounts534ACCOUNTS
Average Account Value$383,895
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Security ratings or pricing services
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