Mary JenningsCRD Number: 1850902
Current Firm: First Kentucky Securities Corp
Mary Jennings (CRD# 1850902) is an Investment Advisor Representative working at First Kentucky Securities Corp in Louisville, KY and has over 33 years of experience in the finance industry. Mary Jennings has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, LLC
Wells Fargo Clearing Services, LLC
Ameriprise Financial Services, LLC
|First Kentucky Securities Corp.||Lexington, KY||Oct 2015 - Current||6|
|U.s. Bancorp Investments, Inc.||Louisville, KY||Jul 2010 - Oct 2015||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1988|
|S65||NASAA Investment Advisors Law Examination||Sep 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management717MILLIONS
Total Number of Accounts2,592ACCOUNTS
Average Account Value$276,688
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Security ratings or pricing services
AL, AR, CA, CO, DC, FL, GA, IL, IN, KY, LA, MA, NC, NJ, OH, SC, TN, TX, VA, WI
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