Robert MalubayCRD Number: 6136656
Current Firm: J.p. Morgan Securities LLC
Robert Malubay (CRD# 6136656) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Louisville, KY and has over 4 years of experience in the finance industry.
Winebrenner Capital Management LLC
Alexander Investment Services Company
|Jpmorgan Securities, LLC||Louisville, KY||May 2015 - Current||3|
|Jpmorgan Chase Bank||Louisville, KY||May 2015 - Current||3|
|Aaron Ulrich||Louisville, KY||Dec 2014 - May 2015||< 1|
|Various Insurance Carriers For W&r Insurance Agencies Inc.||Louisville, KY||Sep 2013 - May 2015||1|
|Waddell & Reed||Louisville, KY||Dec 2012 - May 2015||2|
|Unemployed||Louisville, KY||May 2012 - Dec 2012||< 1|
|Invesco Inititutional||Louisville, KY||Oct 2000 - May 2012||11|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management81,562MILLIONS
Total Number of Accounts376,424ACCOUNTS
Average Account Value$216,675
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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