Sandra Ballard, financial advisor Louisville KY
93 score

Sandra Ballard

CRD Number: 4442953
Current Firm: Morgan Stanley

Sandra Ballard (CRD# 4442953) is an Investment Advisor Representative working at Morgan Stanley in Louisville, KY and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Smith Barney Louisville, KY Jun 2009 - Current 7
Citigroup Global Markets Inc. Louisville, KY Jul 2000 - Sep 2012 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2002
S65 NASAA Investment Advisors Law Examination Aug 2005
Contact Info for Sandra L. Ballard
Phone Number: 914-225-5510
Registered State(s):
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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