Sean Miranda, financial advisor Louisville KY

Sean Miranda

CRD Number: 4274449
Current Firm: Robert W. Baird & Company Incorporated

Sean Miranda (CRD# 4274449) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Louisville, KY and has over 20 years of experience in the finance industry. Sean Miranda has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Robert W. Baird & Company Incorporated Louisville, KY Oct 2019 - Current 1
J.j.b. Hilliard W.l. Lyons, LLC Louisville, KY Apr 2013 - Current 7
Raymond James Financial Services Advisors, Inc. Louisville, KY Mar 2010 - Apr 2013 3
Raymond James Financial Services Inc. Louisville, KY Jan 2004 - Apr 2013 9
Stock Yards Bank & Trust Company Louisville, KY Jan 2004 - Apr 2013 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Sean M. Miranda
Phone Number: 414-765-3500
Registered State(s):
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    188,253
    MILLIONS
  • Total Number of Accounts
    207,240
    ACCOUNTS
  • Average Account Value
    $908,380
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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