Sheila Johnston, financial advisor Louisville KY

Sheila Johnston

CRD Number: 2521161
Current Firm: Riggs Capital Management, LLC

Sheila Johnston (CRD# 2521161) is an Investment Advisor Representative working at Riggs Capital Management, LLC in Louisville, KY and has over 10 years of experience in the finance industry. Sheila Johnston has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Colleen Abate, financial advisor Louisville KY
Colleen K. Abate
CRD# 6729610
Lpl Financial LLC
Similar Advisors
Neil Abney, financial advisor Louisville KY
Neil O. Abney
CRD# 4035401
Ameriprise Financial Services, LLC
Similar Advisors
Ethan Adams, financial advisor Louisville KY
Ethan C. Adams
CRD# 6656510
Brookstone Financial
Professional Designations
Company Name Location Dates Years
Dfpg Investments, Inc. Sandy, UT Jul 2017 - Current 6
Riggs Capital Management, Lcl Orem, UT Apr 2008 - Current 15
Sheila Johnston Louisville, KY Dec 2002 - Current 21
University Of Louisville Louisville, KY Jan 1991 - Current 33
Sheila A.johnston Cpa Louisville , KY Jan 1991 - Current 33
Triad Advisors, Inc. Norcross, GA Aug 2013 - Jul 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2013
Contact Info for Sheila A. Johnston
Phone Number: 801-221-7923
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    253
    MILLIONS
  • Total Number of Accounts
    372
    ACCOUNTS
  • Average Account Value
    $680,078
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States

AZ, CA, KY, MI, NH, TX, UT, VA, WA, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.