William Ralston, financial advisor Louisville KY

William Ralston

CRD Number: 4547414
Current Firm: Kpp Advisory Services LLC

William Ralston (CRD# 4547414) is an Investment Advisor Representative working at Kpp Advisory Services LLC in Louisville, KY and has over 21 years of experience in the finance industry. William Ralston has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Kpp Advisory Services LLC Louisville, KY Sep 2017 - Current 6
Lpl Financial LLC Louisville, KY Feb 2012 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2002
S65 NASAA Investment Advisors Law Examination Jan 2003
Contact Info for William L. Ralston
Phone Number: 502-394-0400
Firm Website: http://www.kpp-lpl.com/
Registered State(s):
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    1,476
    MILLIONS
  • Total Number of Accounts
    2,744
    ACCOUNTS
  • Average Account Value
    $537,990
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AL, CA, CO, DE, FL, GA, IL, IN, KS, KY, LA, MI, MO, NC, NY, OH, OK, SC, TN, TX, VA

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