Huimin ShiCRD Number: 7001979
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Huimin Shi (CRD# 7001979) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Loveland, OH and has over 3 years of experience in the finance industry.
Prudential Financial Planning Services
Renaissance Investment Management
Journey Advisory Group, LLC
|Bank Of America, N.a.||Loveland, OH||Dec 2021 - Current||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Loveland, OH||Jan 2020 - Current||2|
|Unemployed||Cincinnati, OH||Jul 2019 - Jan 2020||< 1|
|J.p. Morgan Securities LLC||San Francisco, CA||Jul 2018 - Jul 2019||1|
|Jpmorgan Chase Bank, N.a.||San Francisco, CA||Jul 2018 - Jul 2019||1|
|Sterling Bank & Trust||San Francisco, CA||Mar 2017 - Jul 2018||1|
|Unemployed||San Francisco, CA||Nov 2016 - Feb 2017||< 1|
|Huafa Industrial Company, Ltd Zhuhai||Guangzhou,||Sep 2014 - Oct 2016||2|
|Unemployed||Guangzhou,||Dec 2013 - Aug 2014||< 1|
|Guangdong Pearl River Invstment Company, Ltd||Guangzhou,||Sep 2011 - Nov 2013||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2018|
|S66||NASAA Uniform Combined State Law Examination||Dec 2021|
Total Assets Under Management1,283,838MILLIONS
Total Number of Accounts2,825,602ACCOUNTS
Average Account Value$454,359
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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