Huimin Shi, financial advisor Loveland OH

Huimin Shi

CRD Number: 7001979
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Huimin Shi (CRD# 7001979) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Loveland, OH and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Loveland, OH Dec 2021 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Loveland, OH Jan 2020 - Current 2
Unemployed Cincinnati, OH Jul 2019 - Jan 2020 < 1
J.p. Morgan Securities LLC San Francisco, CA Jul 2018 - Jul 2019 1
Jpmorgan Chase Bank, N.a. San Francisco, CA Jul 2018 - Jul 2019 1
Sterling Bank & Trust San Francisco, CA Mar 2017 - Jul 2018 1
Unemployed San Francisco, CA Nov 2016 - Feb 2017 < 1
Huafa Industrial Company, Ltd Zhuhai Guangzhou, Sep 2014 - Oct 2016 2
Unemployed Guangzhou, Dec 2013 - Aug 2014 < 1
Guangdong Pearl River Invstment Company, Ltd Guangzhou, Sep 2011 - Nov 2013 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2018
S66 NASAA Uniform Combined State Law Examination Dec 2021
Contact Info for Huimin Shi
Phone Number: 800-637-7455
Registered State(s):
  • OH
  • TX
By the Numbers
  • Total Assets Under Management
    1,283,838
    MILLIONS
  • Total Number of Accounts
    2,825,602
    ACCOUNTS
  • Average Account Value
    $454,359
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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