Frank Emmerling, financial advisor Lower Burrell PA
93 score

Frank Emmerling

CRD Number: 5552147
Current Firm: Rbc Capital Markets, LLC

Frank Emmerling (CRD# 5552147) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Lower Burrell, PA and has over 6 years of experience in the finance industry.

Similar Advisors
Chris Rondinelli, financial advisor Lower Burrell PA
Chris A. Rondinelli
CRD# 5577988
Lpl Financial LLC
Score
103
Similar Advisors
C. Bradley Bond, financial advisor Lower Burrell PA
C. Bradley Bond
CRD# 2790023
C.b. Bond Financial Planning, Inc.
Score
103
Similar Advisors
August Consiglio, financial advisor Lower Burrell PA
August D. Consiglio
CRD# 1516553
Nfp Advisor Services, LLC
Score
103
Company Name Location Dates Years
Rbc Capital Markets, LLC Pittsburgh, PA Nov 2013 - Current 3
Ubs Financial Services Pittsburgh, PA May 2010 - Nov 2013 3
Northwestern Mutual Investment Services, LLC Pittsburgh, PA Oct 2009 - Apr 2010 < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Mar 2009 - Apr 2010 1
Lion Line State College, PA Sep 2008 - Dec 2008 < 1
Penn State University State College, PA Sep 2006 - Dec 2008 2
Ubs Financial New Kensington, PA May 2008 - Aug 2008 < 1
Weleski Transfer Tarentum, PA May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2010
Contact Info for Frank B. Emmerling
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.