Michael GrahamCRD Number: 1916832
Current Firm: H.d. Vest Advisory Services, Inc.
Michael Graham (CRD# 1916832) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Loxahatchee, FL and has over 16 years of experience in the finance industry.
Davis Private Wealth, LLC
Castle Wealth Management
Financial Security Services, LLC
|Hd Vest Advisory Services||Lake Worth, FL||Oct 2014 - Current||2|
|H.d. Vest Insurance Agency||Lake Worth, FL||Aug 2013 - Current||4|
|H.d. Vest Investment Services||Lake Worth, FL||Aug 2013 - Current||4|
|3hl Accountants||Lake Worth, FL||Jul 2011 - Current||6|
|Three Harbor Lights LLC||Lake Worth, FL||Jul 2011 - Current||6|
|The Lionheart Company, Inc.||Lake Worth, FL||Feb 2005 - Dec 2012||7|
|Corporate Accounting Group Inc.||West Palm Beach, FL||Jan 1991 - Dec 2012||21|
|Pmk Securities & Research, Inc.||Delray Beach, FL||Jan 2010 - Nov 2012||2|
|Broad Street Securities, Inc.||Plantation, FL||Oct 2008 - Jul 2009||< 1|
|1st Discount Brokerage, Inc.||Lake Worth, FL||Jan 1996 - Oct 2008||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2000|
|S65||NASAA Investment Advisors Law Examination||Jul 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
- Judgments / Liens
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.