Michael GrahamCRD Number: 1916832
Current Firm: H.d. Vest Advisory Services, Inc.
Michael Graham (CRD# 1916832) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Loxahatchee, FL and has over 15 years of experience in the finance industry.
Castle Wealth Management
Castle Wealth Management
Financial Security Services, LLC
|Hd Vest Advisory Services||Lake Worth, FL||Oct 2014 - Current||2|
|H.d. Vest Insurance Agency||Lake Worth, FL||Aug 2013 - Current||3|
|H.d. Vest Investment Services||Lake Worth, FL||Aug 2013 - Current||3|
|3hl Accountants||Lake Worth, FL||Jul 2011 - Current||5|
|Three Harbor Lights LLC||Lake Worth, FL||Jul 2011 - Current||5|
|The Lionheart Company, Inc.||Lake Worth, FL||Feb 2005 - Dec 2012||7|
|Corporate Accounting Group Inc.||West Palm Beach, FL||Jan 1991 - Dec 2012||21|
|Pmk Securities & Research, Inc.||Delray Beach, FL||Jan 2010 - Nov 2012||2|
|Broad Street Securities, Inc.||Plantation, FL||Oct 2008 - Jul 2009||< 1|
|1st Discount Brokerage, Inc.||Lake Worth, FL||Jan 1996 - Oct 2008||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2000|
|S65||NASAA Investment Advisors Law Examination||Jul 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
- Judgments / Liens
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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