Richard Stephens, financial advisor Lula GA
96 score

Richard Stephens

CRD Number: 1211706
Current Firm: Bfc Planning, Inc.

Richard Stephens (CRD# 1211706) is an Investment Advisor Representative working at Bfc Planning, Inc. in Lula, GA and has over 32 years of experience in the finance industry.

Similar Advisors
Keith Boger, financial advisor Lula GA
Keith E. Boger
CRD# 2385437
The Strategic Financial Alliance
Score
98
Similar Advisors
Britton Adams, financial advisor Lula GA
Britton D. Adams
CRD# 4804085
Park Avenue Securities LLC
Score
96
Similar Advisors
Brian Carpenter, financial advisor Lula GA
Brian L. Carpenter
CRD# 2597485
Wells Fargo Advisors, LLC
Score
96
Professional Designations
Company Name Location Dates Years
Bfc Planning, Inc. Marion, IA Oct 2011 - Current 5
Stephens Insurance Agency Lula, GA Jun 1969 - Oct 2011 42
Ing Financial Partners, Inc. Des Moines, IA Mar 2007 - Nov 2009 2
Ohio National Financial Services Cincinnati, OH Oct 2005 - Mar 2007 1
The O.n. Equity Sales Company Cincinnati, OH Oct 2005 - Mar 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1984
S65 NASAA Investment Advisors Law Examination Mar 2002
Contact Info for Richard B. Stephens
Phone Number: 319-447-5700
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    226
    MILLIONS
  • Total Number of Accounts
    1,960
    ACCOUNTS
  • Average Account Value
    $115,102
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Richard Stephens and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.