Floyd PateCRD Number: 3118779
Current Firm: Lpl Financial LLC
Floyd Pate (CRD# 3118779) is an Investment Advisor Representative working at Lpl Financial LLC in Lumberton, NC and has over 18 years of experience in the finance industry.
H.d. Vest Advisory Services, Inc.
Valic Financial Advisors, Inc.
Msi Financial Services, Inc.
|Lpl Financial LLC||Lumberton, NC||Dec 2012 - Current||4|
|Wells Fargo Advisors LLC||Elizabethtown, NC||Feb 2010 - Dec 2012||2|
|Bb&t Investment Services, Inc.||Charlotte, NC||Nov 2003 - Jan 2010||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1999|
|S65||NASAA Investment Advisors Law Examination||Jun 2003|
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV