Charles LaubachCRD Number: 1097453
Current Firm: Capital Portfolio Management, Inc.
Charles Laubach (CRD# 1097453) is an Investment Advisor Representative working at Capital Portfolio Management, Inc. in Lutherville-Timonium, MD and has over 33 years of experience in the finance industry.
Commonwealth Financial Network
Planning Solutions Group, LLC
Msi Financial Services, Inc.
|Chapin Davis||Baltimore, MD||Feb 2015 - Mar 2016||1|
|Ameriprise Financial Services, Inc.||Timonium, MD||Sep 2012 - Feb 2015||2|
|Wells Fargo Advisors LLC||Lutherville Timonium, MD||May 2009 - Sep 2012||3|
|Wachovia Securities, LLC||Lutherville, MD||Oct 2004 - May 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1983|
|S65||NASAA Investment Advisors Law Examination||Feb 1993|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
Total Assets Under Management2MILLIONS
Total Number of Accounts1ACCOUNTS
Average Account Value$1,736,000
- A percentage of assets under your management
- Pension consulting services