Lee WarnerCRD Number: 1008889
Current Firm: The L. Warner Companies, Inc.
Lee Warner (CRD# 1008889) is an Investment Advisor Representative working at The L. Warner Companies, Inc. in Lutherville-Timonium, MD and has over 30 years of experience in the finance industry. Lee Warner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Commonwealth Financial Network
Planning Solutions Group, LLC
Oxford Planning Group, LLC
|M Holdings Securities, Inc.||Portland, OR||Dec 2006 - Current||10|
|The L. Warner Companies, Inc.||Timonium, MD||Dec 1992 - Current||24|
|Mutual Service Corporation||Timonium, MD||May 1992 - Dec 2006||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1986|
|S65||NASAA Investment Advisors Law Examination||Feb 1998|
Total Assets Under Management343MILLIONS
Total Number of Accounts230ACCOUNTS
Average Account Value$1,490,299
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, DC, FL, LA, MA, MD, NJ, NY, PA, TX, VA
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