Robert GareyCRD Number: 1230628
Current Firm: Brightwater Advisory, LLC
Robert Garey (CRD# 1230628) is an Investment Advisor Representative working at Brightwater Advisory, LLC in Lutz, FL and has over 34 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Brightwater Advisory, LLC||Tampa, FL||Jan 2016 - Current||2|
|Tampa Asset Management, LLC||Tampa, FL||Dec 2008 - Current||9|
|Wachovia Securities, Inc.||Tampa, FL||Aug 1999 - Dec 2008||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1984|
|S65||NASAA Investment Advisors Law Examination||Mar 1992|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management165MILLIONS
Total Number of Accounts523ACCOUNTS
Average Account Value$316,165
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
FL, NC, TX, VA