Laurie Ketterling, financial advisor Des Moines IA

Laurie Ketterling

CRD Number: 5862749
Current Firm: Ria Advisory Group, LLC

Laurie Ketterling (CRD# 5862749) is an Investment Advisor Representative working at Ria Advisory Group, LLC in Des Moines, IA and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Ria Advisory Group LLC Des Moines, IA Aug 2020 - Current 3
Lpl Financial, LLC Sioux Falls, SD Jan 2018 - Aug 2020 2
Visionpoint Advisory Group, LLC Sioux Falls, SD Jan 2018 - Aug 2020 2
Principal Financial Group Luverne, MN Nov 2010 - Jan 2018 7
Princor Financial Services Corp Luverne, MN Nov 2010 - Jan 2018 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2010
S65 NASAA Investment Advisors Law Examination Oct 2012
Contact Info for Laurie J. Ketterling
Phone Number: 515 965-8588
Registered State(s):
  • SD
By the Numbers
  • Total Assets Under Management
    399
    MILLIONS
  • Total Number of Accounts
    2,799
    ACCOUNTS
  • Average Account Value
    $142,504
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AZ, CO, FL, IA, IL, MN, MO, NC, NE, SD, TX, WI

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