Sean Harlan (CRD# 5589448) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Charleston, SC and has over 15 years of experience in the finance industry.
CRD# 4933448
Truist Advisory Services, Inc.
CRD# 5938137
Lpl Financial LLC
CRD# 5935833
State Farm Investment Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Jp Morgan Securities LLC | Charleston, SC | Sep 2021 - Current | 2 |
| Jp Morgan Chase Bank, N.a. | Charleston, SC | Sep 2021 - Current | 2 |
| Caitlin John, LLC | Lynchburg, VA | Dec 2019 - Sep 2021 | 1 |
| Legacy Wealth Management | Lynchburg, VA | Dec 2019 - Sep 2021 | 1 |
| Brookstone Capital Management | Lynchburg, VA | Nov 2019 - Dec 2019 | < 1 |
| Jd Mellburg | Lynchburg, VA | Oct 2019 - Dec 2019 | < 1 |
| Bb&t Securities, LLC | Lynchburg, VA | Jan 2018 - Oct 2019 | 1 |
| Bbtis | Lynchburg, VA | Sep 2016 - Oct 2019 | 3 |
| Suntrust Bank | Lynchburg, VA | Mar 2016 - Sep 2016 | < 1 |
| Wells Fargo Advisors LLC | Lynchburg, VA | May 2009 - Mar 2016 | 6 |
| Wachovia Bank, N.a. | Roanoke, VA | Sep 2008 - Mar 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2008 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- SC
-
Total Assets Under Management249,731MILLIONS
-
Total Number of Accounts1,034,072ACCOUNTS
-
Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.