Laurie Ellis-Mcleod, financial advisor Lynnfield MA
90 score

Laurie Ellis-Mcleod

CRD Number: 6044180
Current Firm: Investors Capital Advisory

Laurie Ellis-Mcleod (CRD# 6044180) is an Investment Advisor Representative working at Investors Capital Advisory in Lynnfield, MA and has over 4 years of experience in the finance industry.

Similar Advisors
Cynthia Pellegrino, financial advisor Lynnfield MA
Cynthia Pellegrino
CRD# 4257163
United Planners' Financial Services Of America A Limited Partner
Score
106
Similar Advisors
Christopher Grande, financial advisor Lynnfield MA
Christopher Grande
CRD# 2616253
Walnut Hill Advisors, LLC
Score
104
Similar Advisors
Lawrence Foster, financial advisor Lynnfield MA
Lawrence S. Foster
CRD# 3090482
Woodstock Corporation
Score
102
Company Name Location Dates Years
Investors Capital Corporation Lynnfield, MA Sep 2015 - Current 1
Parkland Securities LLC Ann Arbor, MI Mar 2015 - Sep 2015 < 1
Spc Ann Arbor, MI Mar 2015 - Sep 2015 < 1
Securities Management & Research,inc. Marion, IA Dec 2013 - Mar 2015 1
Bfc Planning Marion, IA Dec 2013 - Mar 2015 1
Juvenile Diabetes Research Foundation Madison, WI Aug 2010 - Aug 2014 4
Various Insurance Carriers For W&r Insurance Agencies Middleton, WI Jun 2012 - Dec 2013 1
Waddell & Reed, Inc. Madison, WI Apr 2012 - Dec 2013 1
Sherpa Matrix Middleton, WI Jun 2010 - May 2012 1
Qti, Inc. Madison, WI Jul 2011 - Mar 2012 < 1
Middleton Public Library Middleton, WI Feb 2011 - Jul 2011 < 1
Unemployed Middelton, WI Jan 2007 - Aug 2010 3
Lickety-split Middleton, WI Oct 2005 - Jan 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2012
S65 NASAA Investment Advisors Law Examination Nov 2012
Contact Info for Laurie A. Ellis-Mcleod
Phone Number: 800-949-1422
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    1,571
    MILLIONS
  • Total Number of Accounts
    7,960
    ACCOUNTS
  • Average Account Value
    $197,401
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.