Tipton Huffman, financial advisor Lynnfield MA
96 score

Tipton Huffman

CRD Number: 1864075
Current Firm: Investors Capital Advisory

Tipton Huffman (CRD# 1864075) is an Investment Advisor Representative working at Investors Capital Advisory in Lynnfield, MA and has over 20 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Investors Capital Corp. Anaheim, CA Apr 1996 - Current 20
Twh Annuities & Ins Agency, Inc. Anaheim, CA Jul 1993 - Current 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1996
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Tipton W. Huffman
Phone Number: 800-949-1422
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,571
    MILLIONS
  • Total Number of Accounts
    7,960
    ACCOUNTS
  • Average Account Value
    $197,401
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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