Mario MorganCRD Number: 5387813
Current Firm: Strategic Advisers, Inc.
Mario Morgan (CRD# 5387813) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Lynnwood, WA and has over 8 years of experience in the finance industry.
Brighton Jones LLC
|Fidelity Investments||Seattle, WA||Dec 2011 - Current||5|
|Usaa Financial Advisors Inc.||Phoenix, AZ||Nov 2010 - Dec 2011||1|
|Usaa Financial Planning Services||Phoenix, AZ||Nov 2010 - Dec 2011||1|
|Gatsby's Investments, Inc.||Gilbert, AZ||Jun 2005 - Dec 2011||6|
|Chase Investment Services Corp||Phoenix, AZ||Jul 2010 - Nov 2010||< 1|
|Edward Jones||St Louis, MO||Apr 2008 - Jul 2010||2|
|First Franklin Financial Corp||Phoenix, AZ||Jul 2007 - Mar 2008||< 1|
|New Century Financial Corp||Scottsdale, AZ||Jun 2004 - May 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management236,390MILLIONS
Total Number of Accounts619,100ACCOUNTS
Average Account Value$381,828
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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