William King, financial advisor Madison AL
83 score

William King

CRD Number: 1076526
Current Firm: Next Financial Group, Inc.

William King (CRD# 1076526) is an Investment Advisor Representative working at Next Financial Group, Inc. in Madison, AL and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Next Financial Group Inc. Madison, AL May 2010 - Current 6
Ameriprise Financial Services, Inc. Huntsville, AL Oct 2009 - May 2010 < 1
H&r Block Financial Advisors, Inc. Huntsville, AL Jul 2005 - Oct 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1983
S66 NASAA Uniform Combined State Law Examination Aug 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for William W. King
Phone Number: 713-789-7122
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1,564
    MILLIONS
  • Total Number of Accounts
    8,116
    ACCOUNTS
  • Average Account Value
    $192,726
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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