Charles Walz, financial advisor Madison CT
93 score

Charles Walz

CRD Number: 4589810
Current Firm: Morgan Stanley

Charles Walz (CRD# 4589810) is an Investment Advisor Representative working at Morgan Stanley in Madison, CT and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Wealth Management Madison, CT Feb 2013 - Current 3
Unemployed Jersey City, NJ Aug 2012 - Feb 2013 < 1
Merrill Lynch, Pierce, Finner &amp; Smith, Inc. New York, NY Aug 2009 - Aug 2012 3
Citigroup New York, NY Dec 2008 - Aug 2009 < 1
Eads North America Arlington, VA Sep 2007 - Dec 2008 1
Merrill Lynch, Pierce, Finner &amp; Smith, Inc. Chicago, IL Sep 2002 - Sep 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
S65 NASAA Investment Advisors Law Examination Apr 2013
Contact Info for Charles F. Walz
Phone Number: 914-225-5510
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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