Harold Hartmann, financial advisor Madison CT

Harold Hartmann

CRD Number: 5580878
Current Firm: Lpl Financial LLC
Harold Hartmann (CRD# 5580878) is an Investment Advisor Representative working at Sagepoint Financial, Inc. in Southington, CT and has over 7 years of experience in the finance industry. Harold Hartmann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Madison, CT Feb 2024 - Current < 1
Hartmann & Company Inc. Madison, CT May 2006 - Current 17
Osaic Wealth, Inc. Madison, CT Sep 2023 - Feb 2024 < 1
Sagepoint Financial, Inc. Southington, CT Jan 2016 - Feb 2024 8
Lpl Financial LLC West Hartford, CT Dec 2011 - Dec 2015 4
Northstar Wealth Partners LLC West Hartford, CT Nov 2014 - Nov 2015 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S66 NASAA Uniform Combined State Law Examination Nov 2014
Contact Info for Harold H. Hartmann
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Firm Disclaimer:

Registered Representatives offer securities and advisory services through SagePoint Financial Inc., member FINRA, SIPC. Insurance services offered through Elliott Wealth Management, LLC., not affiliated with SagePoint Financial.

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Data verified by both the advisor and the public regulatory data.

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