Jonathan WilliamsCRD Number: 5296656
Current Firm: Cetera Investment Advisers LLC
Jonathan Williams (CRD# 5296656) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Madison, MS and has over 9 years of experience in the finance industry.
Asset Dedication, LLC
Bergland Wealth Management, Inc.
Wells Fargo Advisors Financial Network, LLC
|Regions Bank||Madison, MS||Apr 2014 - Current||2|
|Cetera Investment Advisers LLC||Madison, MS||Apr 2014 - Current||2|
|Cetera Investment Services LLC||St.cloud, MN||Apr 2014 - Current||2|
|Ubs Financial Services Inc.||Jackson, MS||Nov 2012 - Apr 2014||1|
|Edward Jones||St Louis, MO||Sep 2011 - Nov 2012||1|
|Unemployed||Madison, MS||Nov 2010 - Sep 2011||< 1|
|Bud And Alley's Restaurant & Bar||Seaside, FL||Mar 2010 - Oct 2010||< 1|
|Unemployed||Madison, MS||Oct 2009 - Mar 2010||< 1|
|Morgan Stanley Smith Barney||Jackson, MS||Jun 2009 - Sep 2009||< 1|
|Citigroup Global Markets Inc.||Jackson, MS||Feb 2007 - Jun 2009||2|
|Bellinger Homes||Madison, MS||Jan 2006 - Feb 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management7,010MILLIONS
Total Number of Accounts26,660ACCOUNTS
Average Account Value$262,943
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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