Mark Tate, financial advisor Uniondale NY

Mark Tate

CRD Number: 2453874
Current Firm: M Holdings Securities, Inc.

Mark Tate (CRD# 2453874) is an Investment Advisor Representative working at M Holdings Securities, Inc. in Uniondale, NY and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Associated Bank Na Green Bay, WI Feb 2017 - Current 7
Lpl Financial LLC Green Bay, WI Feb 2017 - Current 7
Associated Investment Services, Inc. Green Bay, WI Apr 2011 - Feb 2017 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1994
S65 NASAA Investment Advisors Law Examination Dec 2000
Contact Info for Mark T. Tate
Phone Number: 800-656-6960
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    3,932
    MILLIONS
  • Total Number of Accounts
    10,065
    ACCOUNTS
  • Average Account Value
    $390,697
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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