Michael GantCRD Number: 5996037
Current Firm: Ameriprise Financial Services, Inc.
Michael Gant (CRD# 5996037) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Madison, WI and has over 5 years of experience in the finance industry.
Fiscal Fitness, LLC
Enrich Financial Partners LLC
|Ameriprise Financial Services, Inc.||Madison, WI||Nov 2011 - Current||5|
|Bishops Bay Country Club||Middleton, WI||Mar 2011 - Nov 2011||< 1|
|Steve Gant||Madison, WI||Jan 2011 - Mar 2011||< 1|
|Stadium Sports Bar||Madison, WI||Nov 2010 - Jan 2011||< 1|
|Unemployment||Madison, WI||Nov 2010 - Jan 2011||< 1|
|Bishops Bay Country Club||Middleton, WI||Apr 2010 - Nov 2010||< 1|
|Stadium Sports Bar||Madison, WI||Dec 2009 - May 2010||< 1|
|Student||Milwaukee, WI||Sep 2009 - Dec 2009||< 1|
|Bishops Bay Country Club||Middleton, WI||May 2009 - Sep 2009||< 1|
|Bar Louie||Milwaukee, WI||Sep 2008 - May 2009||< 1|
|Bishops Bay Country Club||Middleton, WI||May 2008 - Sep 2008||< 1|
|Bar Louie||Milwaukee, WI||Sep 2007 - May 2008||< 1|
|Bishops Bay Country Club||Middleton, WI||May 2007 - Sep 2007||< 1|
|Student||Milwaukee, WI||Sep 2006 - May 2007||< 1|
|Bishops Bay Country Club||Middleton, WI||Apr 2006 - Sep 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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