Nicholas Moore, financial advisor Madison WI
90 score

Nicholas Moore

CRD Number: 5962681
Current Firm: Securian Financial Services, Inc.

Nicholas Moore (CRD# 5962681) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Madison, WI and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
North Start Resource Group Madison, WI Jan 2017 - Current 1
Securian Financial Services Inc. St Paul, MN Jan 2017 - Current 1
Cri Securities St Paul, MN Jan 2017 - Current 1
Edward Jones Madison, WI Oct 2016 - Dec 2016 < 1
Anchor Bank Madison, WI Jan 2014 - Oct 2016 2
Lpl Financial LLC Madison, WI Jan 2014 - Oct 2016 2
Pioneer Hi-bred Johnston, IA Jul 2012 - Nov 2013 1
Ing Des Moines, IA Jul 2011 - Jun 2012 < 1
Directed Services LLC Des Moines, IA Jul 2011 - Jun 2012 < 1
Unemployed Iowa City, IA Aug 2010 - Jul 2011 < 1
University Of Iowa Iowa City, IA Mar 2008 - Jun 2011 3
Pioneer Hi-bred Des Moines, IA May 2007 - Aug 2010 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2014
Contact Info for Nicholas S. Moore
Phone Number: 651-665-5609
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    7,655
    MILLIONS
  • Total Number of Accounts
    33,011
    ACCOUNTS
  • Average Account Value
    $231,901
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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