Teresa BrooksCRD Number: 3123764
Current Firm: Sva Plumb Wealth Management, LLC
Teresa Brooks (CRD# 3123764) is an Investment Advisor Representative working at Sva Plumb Wealth Management, LLC in Madison, WI and has over 9 years of experience in the finance industry. Teresa Brooks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Fiscal Fitness, LLC
Enrich Financial Partners LLC
|Wisconsin Capital Management, LLC||Madison, WI||Feb 2015 - Current||2|
|Sva Plumb Trust Company||Madison, WI||Sep 2013 - Current||3|
|Wisconsin Capital Management, LLC||Madison, WI||Jan 2008 - Dec 2014||6|
|Sva Plumb Trust Company||Madison, WI||Feb 2011 - Sep 2013||2|
|Quasar Distributors, LLC||Milwaukee, WI||May 2007 - Jul 2013||6|
|Wcm, Inc.||Madison, WI||Jan 2005 - Dec 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2007|
Total Assets Under Management1,996MILLIONS
Total Number of Accounts4,027ACCOUNTS
Average Account Value$495,547
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, FL, GA, IA, IL, MA, MI, MN, NH, NY, OH, PA, TX, VA, WA, WI
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