Thomas Haunty, financial advisor Madison WI
96 score

Thomas Haunty

CRD Number: 1065116
Current Firm: Securian Financial Services, Inc.

Thomas Haunty (CRD# 1065116) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Madison, WI and has over 34 years of experience in the finance industry. Thomas Haunty has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Minnesota Life Insurance Company St Paul, MN Aug 1992 - Current 24
Securian Financial Services, Inc. St Paul, MN Mar 1989 - Current 27
C.r.i. Securities, Inc. St Paul, MN Mar 1989 - Current 27
Fdi Securities Inc. Madison, WI Apr 1983 - Current 33
Resource Consultants Inc. Madison, WI Sep 1982 - Current 34
North Star Consultants Madison, WI Aug 1982 - Current 34
Marathon Advisors Inc. Minneapolis, MN Sep 1982 - Dec 2007 25
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1982
Contact Info for Thomas A. Haunty
Phone Number: 651-665-5609
Registered State(s):
  • TX
  • WI
By the Numbers
  • Total Assets Under Management
    6,627
    MILLIONS
  • Total Number of Accounts
    29,442
    ACCOUNTS
  • Average Account Value
    $225,095
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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