James Ashby, financial advisor Magnolia AR
96 score

James Ashby

CRD Number: 3187944
Current Firm: Mustard Seed Wealth Management

James Ashby (CRD# 3187944) is an Investment Advisor Representative working at Mustard Seed Wealth Management in Magnolia, AR and has over 17 years of experience in the finance industry. James Ashby has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
J. David Ashby, Sole Proprietor Magnolia, AR Aug 1997 - Current 19
Southern Ark University Magnolia, AR Aug 1992 - Current 24
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jan 1999
Contact Info for James D. Ashby
Phone Number: 870-234-1618
Registered State(s):
  • AR
  • TX
  • LA
By the Numbers
  • Total Assets Under Management
    169
    MILLIONS
  • Total Number of Accounts
    989
    ACCOUNTS
  • Average Account Value
    $170,429
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AR, LA, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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