Kory Waller, financial advisor Magnolia AR
93 score

Kory Waller

CRD Number: 4547197
Current Firm: Lpl Financial LLC

Kory Waller (CRD# 4547197) is an Investment Advisor Representative working at Lpl Financial LLC in Magnolia, AR and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Magnolia, AR Jan 2005 - Current 11
Waller Wealth Management, LLC Magnolia, AR Jan 2014 - Mar 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2002
S66 NASAA Uniform Combined State Law Examination Feb 2005
Contact Info for Kory W. Waller
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • AR
  • TX
  • LA
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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