David Andrews, financial advisor Maitland FL
76 score

David Andrews

CRD Number: 1025857
Current Firm: Principal Securities, Inc.

David Andrews (CRD# 1025857) is an Investment Advisor Representative working at Principal Securities, Inc. in Maitland, FL and has over 18 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Principal Life Insurance Co Maitland, FL Sep 2008 - Current 9
Princor Financial Services Corp Maitland, FL Sep 2008 - Current 9
New England Securities Jacksonville, FL Jul 2008 - Sep 2008 < 1
The Equitable Life Assurance Society Of The United States Jacksonville, FL Oct 1981 - Jun 2008 26
Eq Financial Consultants, Inc. Jacksonville, FL Oct 1981 - Jun 2008 26
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Mar 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for David A. Andrews
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
76

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