Michael GorakCRD Number: 4571631
Current Firm: Western International Securities
Michael Gorak (CRD# 4571631) is an Investment Advisor Representative working at Western International Securities in Malibu, CA and has over 14 years of experience in the finance industry.
Fried Asset Management, Inc.
Ira Wealth Management
|Western International Securities, Inc.||Pasadena, CA||Jan 2015 - Current||2|
|Centaurus Financial, Inc.||Anaheim, CA||Mar 2013 - Jan 2015||1|
|Unemployed||Malibu, CA||May 2012 - Mar 2013||< 1|
|City National Bank||Beverly Hills, CA||Jul 2011 - Apr 2012||< 1|
|Unemployed||Malibu, CA||Jan 2011 - Jul 2011||< 1|
|Centaurus Financial, Inc.||Anaheim, CA||Jun 2007 - Jan 2011||3|
|Michael E. Mccready LLP||Beverly Hills, CA||Mar 2005 - Aug 2009||4|
|Brookstreet Securities Corporation||Irvine, CA||Aug 2005 - Jun 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2002|
|S65||NASAA Investment Advisors Law Examination||Oct 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management900MILLIONS
Total Number of Accounts3,400ACCOUNTS
Average Account Value$264,706
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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