Kathryn Smith, financial advisor Malvern OH
93 score

Kathryn Smith

CRD Number: 5553808
Current Firm: Thrivent Investment Management Inc.

Kathryn Smith (CRD# 5553808) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Malvern, OH and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Thrivent Financial For Lutherans Appleton, WI Jun 2009 - Current 7
Thrivent Investment Management Inc. Malvern, OH Jun 2008 - Current 8
Retired Magnolia, OH Jun 2008 - Jan 2009 < 1
Thrivent Investment Management Inc. Fairlawn, OH Jun 2008 - Oct 2008 < 1
Brown Local Schools Malvern, OH Jan 1980 - Jun 2008 28
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2009
Contact Info for Kathryn L. Smith
Phone Number: 800-847-4836
Firm Website: https://www.thrivent.com
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    8,027
    MILLIONS
  • Total Number of Accounts
    36,119
    ACCOUNTS
  • Average Account Value
    $222,230
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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