Paul CarusoCRD Number: 5174572
Current Firm: Vanguard Advisers, Inc.
Paul Caruso (CRD# 5174572) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Malvern, PA and has over 7 years of experience in the finance industry.
Lpl Financial LLC
Affinity Wealth Management LLC
Oppenheimer & Company Inc.
|The Vanguard Group, Inc.||Malvern, PA||May 2015 - Current||7|
|Chase Investments||Newark, DE||Feb 2015 - May 2015||< 1|
|K-force||Newark, DE||Nov 2014 - Feb 2015||< 1|
|Unemployed||West Chester, PA||Sep 2014 - Nov 2014||< 1|
|Dhs-ice-hsi||Philadelphia, PA||Jun 2011 - Sep 2014||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2015|
|S66||NASAA Uniform Combined State Law Examination||Oct 2019|
Total Assets Under Management338,871MILLIONS
Total Number of Accounts602,258ACCOUNTS
Average Account Value$562,667
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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