James Riggs, financial advisor Manakin-Sabot VA
96 score

James Riggs

CRD Number: 1024950
Current Firm: Moloney Investment Advisory LLC

James Riggs (CRD# 1024950) is an Investment Advisor Representative working at Moloney Investment Advisory LLC in Manakin-Sabot, VA and has over 22 years of experience in the finance industry. James Riggs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Robert Freeman, financial advisor Manakin-Sabot VA
Robert M. Freeman
CRD# 2788977
Morse Capital Partners, LLC
Score
105
Similar Advisors
William Keeney, financial advisor Manakin-Sabot VA
William A. Keeney
CRD# 6053833
Hornor, Townsend & Kent, Inc.
Score
103
Similar Advisors
Charles Roberts, financial advisor Manakin-Sabot VA
Charles R. Roberts
CRD# 846282
Financial Freedom Planners
Score
103
Professional Designations
Company Name Location Dates Years
Moloney Securities Asset Management LLC Manchester, MO Feb 2016 - Current < 1
Moloney Investment Advisory LLC Manchester, MO Feb 2016 - Current < 1
Gordon Asset Management, LLC Durham, NC May 2012 - Current 4
Moloney Securities Company, Inc. Manchester, MO May 2012 - Current 4
Morse Capital Partners, LLC Richmond, VA Jun 2009 - Current 7
Riggs Steigerwald Inc. Leesburg, VA Jul 1996 - Jun 2009 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2012
S65 NASAA Investment Advisors Law Examination Oct 1994
Contact Info for James A. Riggs
Phone Number: 314-909-0600
Firm Website: http://www.moseco.com
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AZ, CA, CO, FL, GA, HI, IA, ID, IL, KS, KY, MA, MD, ME, MI, MN, MO, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OR, RI, SC, TN, TX, UT, VA, WA, WI

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.