Andrew Ober (CRD# 1356200) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Neptune City, NJ and has over 37 years of experience in the finance industry.
CRD# 2083423
Main Street Financial Solutions, LLC
CRD# 4874990
Prudential Financial Planning Services
CRD# 2130640
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Raymond James Financial Services, Inc. | Neptune, NJ | Nov 2023 - Current | < 1 |
| Raymond James Financial Advisors, Inc. | Neptune, NJ | Nov 2023 - Current | < 1 |
| 1792 Wealth Advisors | Neptune, NJ | Nov 2023 - Current | < 1 |
| Ubs Financial Services Inc. | Manasquan, NJ | Apr 2015 - Nov 2023 | 8 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Freehold, NJ | Jul 1983 - Apr 2015 | 31 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1986 |
| S65 | NASAA Investment Advisors Law Examination | Apr 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
- TX
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
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- Financial planning services
- Portfolio management for individuals and/or small businesses
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