Kenneth Roberts, financial advisor Manasquan NJ
86 score

Kenneth Roberts

CRD Number: 1880823
Current Firm: Wells Fargo Advisors Financial Network, LLC

Kenneth Roberts (CRD# 1880823) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Manasquan, NJ and has over 20 years of experience in the finance industry. Kenneth Roberts has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wells Fargo Advisors Financial Network, LLC Manasquan, NJ Apr 2016 - Current < 1
Lpl Financial Manasquan, NJ Sep 2008 - Apr 2016 7
Habor Lights Financial Group Manasquan, NJ Apr 1999 - Sep 2008 9
Royal Alliance Associates, Inc. Toms River, NJ Jul 1994 - Sep 2008 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1996
S66 NASAA Uniform Combined State Law Examination Jul 2016
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Kenneth B. Roberts
Phone Number: 314-875-3000
Firm Website: http://www.wachovia.com
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    38,415
    MILLIONS
  • Total Number of Accounts
    131,465
    ACCOUNTS
  • Average Account Value
    $292,208
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
86

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