Denise Diana (CRD# 4147113) is an Investment Advisor Representative working at Envestnet Pmc in Manchester, CT and has over 23 years of experience in the finance industry.
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
CRD# 2756063
Advice And Planning Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Envestnet Asset Management | Chicago, IL | Jan 2019 - Current | 5 |
| Envestnet Retirement Solutions, LLC | Chicago, IL | Mar 2016 - Current | 8 |
| Unemployed | Manchester, CT | Jun 2015 - Mar 2016 | < 1 |
| Fi360 | Manchester, CT | Aug 2014 - May 2015 | < 1 |
| Mml Distributors, LLC | Springfield, MA | Jan 2013 - Aug 2014 | 1 |
| Massachusetts Mutual Life Insurance Company | Springfield, MA | Jan 2013 - Aug 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2000 |
- CT
- IL
-
Total Assets Under Management426,072MILLIONS
-
Total Number of Accounts1,821,809ACCOUNTS
-
Average Account Value$233,873
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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