Lisa Cooper, financial advisor Manchester NH
81 score

Lisa Cooper

CRD Number: 2980817
Current Firm: Morgan Stanley

Lisa Cooper (CRD# 2980817) is an Investment Advisor Representative working at Morgan Stanley in Manchester, NH and has over 17 years of experience in the finance industry.

Similar Advisors
Cynthia Pellegrino, financial advisor Manchester NH
Cynthia Pellegrino
CRD# 4257163
United Planners' Financial Services Of America A Limited Partner
Score
106
Similar Advisors
Christopher June, financial advisor Manchester NH
Christopher J. June
CRD# 6023112
Sfm, LLC
Score
103
Similar Advisors
Michael Ryan, financial advisor Manchester NH
Michael M. Ryan
CRD# 4886299
Signator Investors, Inc.
Score
103
Company Name Location Dates Years
Morgan Stanley Portsmouth, NH May 2016 - Current < 1
Morgan Stanley Smith Barney Portsmouth, NH Nov 2011 - May 2016 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte, NC Oct 2009 - Oct 2011 2
Banc Of America Investment Services, Inc. Charlotte, NC Aug 2006 - Oct 2011 5
Banc Of America Insurance Services, Inc. Charlotte, NC Aug 2006 - Oct 2011 5
Home Depo. Concord, NH Jan 2004 - Mar 2007 3
Morgan Stanley Dw, Inc. Manchester, NH Jun 1999 - Aug 2006 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1999
S66 NASAA Uniform Combined State Law Examination Apr 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Lisa Y. Cooper
Phone Number: 914-225-5510
Registered State(s):
  • NH
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Lisa Cooper and other advisors.
BADGES
81

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.