Thomas Cook, financial advisor Manchester NH
90 score

Thomas Cook

CRD Number: 5971961
Current Firm: Charles Schwab & Company, Inc.

Thomas Cook (CRD# 5971961) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Manchester, NH and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Manchester, NH Dec 2014 - Current 2
Charles Schwab Bank Manchester, NH Dec 2014 - Current 2
Fidelity Investments Merrimack, NH Aug 2011 - Nov 2014 3
Americorps Portland, ME Sep 2010 - Apr 2011 < 1
U.s. Census Bureau Portland, ME Jan 2010 - Sep 2010 < 1
L.l. Bean Inc. Freeport, ME Jul 2009 - Feb 2010 < 1
Bowdoin Dining Services Brunswick, ME Feb 2006 - May 2009 3
Bowdoin College Brunswick, ME Aug 2005 - May 2009 3
Td Bank Manchester, NH May 2008 - Aug 2008 < 1
Bowdoin College Brunswick, ME May 2007 - Aug 2007 < 1
Shorty's Mexican Roadhouse Manchester, NH Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2011
S65 NASAA Investment Advisors Law Examination Jul 2014
Contact Info for Thomas B. Cook
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • NH
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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