Brian Neuhardt, financial advisor Mandan ND
83 score

Brian Neuhardt

CRD Number: 3120818
Current Firm: Securian Financial Services, Inc.

Brian Neuhardt (CRD# 3120818) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Mandan, ND and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Brian Neuhardt Mandan, ND Sep 2003 - Current 13
Minnesota Life Ins Co St Paul, MN May 2003 - Current 13
Securian Financial Services, Inc. St Paul, MN May 2003 - Current 13
Securian Financial Advisors Of North Dakota Mandan, ND May 2003 - Current 13
Investech Saginaw, MI May 2003 - Current 13
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Brian G. Neuhardt
Phone Number: 651-665-5609
Registered State(s):
  • ND
By the Numbers
  • Total Assets Under Management
    6,627
    MILLIONS
  • Total Number of Accounts
    29,442
    ACCOUNTS
  • Average Account Value
    $225,095
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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