Brian NeuhardtCRD Number: 3120818
Current Firm: Securian Financial Services, Inc.
Brian Neuhardt (CRD# 3120818) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Mandan, ND and has over 18 years of experience in the finance industry.
Capital City Wealth Management, Inc.
Northwestern Mutual Investment Services,llc
Investment Centers Of America, Inc.
|Brian Neuhardt||Mandan, ND||Sep 2003 - Current||13|
|Minnesota Life Ins Co||St Paul, MN||May 2003 - Current||13|
|Securian Financial Services, Inc.||St Paul, MN||May 2003 - Current||13|
|Securian Financial Advisors Of North Dakota||Mandan, ND||May 2003 - Current||13|
|Investech||Saginaw, MI||May 2003 - Current||13|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management6,627MILLIONS
Total Number of Accounts29,442ACCOUNTS
Average Account Value$225,095
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV