Richard Martin
CRD Number: 1021864Current Firm: Martin & Associates Investment Advisory Services LLC
Richard Martin (CRD# 1021864) is an Investment Advisor Representative working at Martin & Associates Investment Advisory Services LLC in Mandeville, LA and has over 42 years of experience in the finance industry.
CRD# 4945227
Second Line Capital, LLC
CRD# 5987927
Osaic Wealth, Inc.
CRD# 2798030
Wealthharbor Capital Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Osaic Wealth, Inc. | Mandeville, LA | Nov 2023 - Current | < 1 |
| Martin & Associates Investment Advisory Services LLC | New Orleans, LA | Nov 1999 - Current | 24 |
| Fsc Securities Corporation, Inc. | Mandeville, LA | Nov 2005 - Nov 2023 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1982 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1994 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- LA
- TX
-
Total Assets Under Management62MILLIONS
-
Total Number of Accounts251ACCOUNTS
-
Average Account Value$247,178
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Pension consulting services
LA, TX
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.