Brian WilliamsCRD Number: 6006745
Current Firm: Waddell & Reed
Brian Williams (CRD# 6006745) is an Investment Advisor Representative working at Waddell & Reed in Manhattan, KS and has over 5 years of experience in the finance industry.
Raymond James Financial Services Advisors, Inc.
Investacorp Advisory Services Inc.
Ameriprise Financial Services, Inc.
|Waddell & Reed, Inc.||Manhattan, KS||Feb 2016 - Current||1|
|Various Insurance Carriers For W&r Insurance Agencies||Manhattan, KS||Feb 2016 - Current||1|
|Benjamin F Edwards & Co||Abilene, KS||Dec 2013 - Feb 2016||2|
|Bank Of America, Na||Leawood, KS||Mar 2012 - Dec 2013||1|
|Merrill Lynch, Pierce, Fenner And Smith Incorporated||Leawood, KS||Nov 2011 - Dec 2013||2|
|Dept Of Defense/us Army||Fort Riley, KS||Jan 2011 - Nov 2011||< 1|
|City Of Manhattan||Manhattan, KS||Jul 2005 - Dec 2010||5|
|Student||Manhattan, KS||Jan 2004 - Aug 2008||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management18,309MILLIONS
Total Number of Accounts149,599ACCOUNTS
Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV