Polly Stoecklein, financial advisor Manhattan KS
86 score

Polly Stoecklein

CRD Number: 1041896
Current Firm: Independent Financial Partners

Polly Stoecklein (CRD# 1041896) is an Investment Advisor Representative working at Independent Financial Partners in Manhattan, KS and has over 35 years of experience in the finance industry. Polly Stoecklein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial, LLC Manhattan, KS Nov 2012 - Current 4
Independent Financial Partners Manhattan, KS Nov 2012 - Current 4
Lincoln Financial Advisors Corporation Fort Wayne, IN Oct 1996 - Nov 2012 16
Stoecklein Financial Services Manhattan, KS Aug 1984 - Nov 2012 28
New England Securities Wichita, KS Mar 1982 - Nov 2012 30
The New England Manhattan, KS Sep 1979 - Nov 2012 33
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1981
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Polly M. Stoecklein
Phone Number: 813-341-0960
Registered State(s):
  • KS
  • TX
By the Numbers
  • Total Assets Under Management
    4,348
    MILLIONS
  • Total Number of Accounts
    24,542
    ACCOUNTS
  • Average Account Value
    $177,153
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
86

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