Mark Tracy, financial advisor Manhattan Beach CA
90 score

Mark Tracy

CRD Number: 6021317
Current Firm: Lpl Financial LLC

Mark Tracy (CRD# 6021317) is an Investment Advisor Representative working at Lpl Financial LLC in Manhattan Beach, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Temecula, CA Feb 2013 - Current 3
Enduring Wealth Advisors Temecula, CA Jan 2012 - Feb 2013 1
Red Robin Cerritos, CA Apr 2009 - Jul 2012 3
Tgi Fridays Brea, CA Jul 2008 - Sep 2009 1
Red Robin Stanton, CA Sep 2006 - Jun 2008 1
Market Broiler Management Co Irvine, CA Jun 2005 - Sep 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2013
Contact Info for Mark R. Tracy
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • CA
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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